SEC Reiterates Stand On Its Released Proposed Rules For CMOs

Apr 20, 2021 | News & Announcements

At the Capital Market Committee (CMC) meeting held on April 15th, 2021, the Securities and Exchange Commission further reiterated its stand on the proposed rules for Capital Market Operators (CMOs). These proposed new rules cover the involvement of CMOs in respect of Unclaimed dividends, trading of securities of unregistered foreign companies as well as its amendments to the rules and regulation of the Commission. According to the Director- General of the Commission, failures of CMOs to comply with these rules will attract sanctions 

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